I started my Air Force career as an imagery intelligence analyst (also known as a “1N1X1” or a “squint”). It was my job to examine images taken by any of a plethora of “overhead” military platforms (U2 spy planes, as one example) and determine what was going on in them. American intelligence collection capability is truly amazing, and the origins of airborne intelligence collection were simultaneously humble and revolutionary.
The value of airborne intelligence gathering was pretty well evident in the earliest days of aviation. Only months following the first human’s ascension in a hot air balloon into the sky near Versailles in 1783, the French incorporated a balloon unit into its military. However, despite the notable contributions made during successive European battles, by 1802 the aérostiers were retired.[i] So by the time the US Civil War erupted in 1861, manned balloons had remained almost entirely outside of military operations for the better part of six decades.
At the outset of the conflict, experienced balloonists (called “aeronauts”) like Thaddeus Lowe, John La Mountain, and John Wise petitioned the US government for the opportunity to serve the country with the unique capabilities afforded by their aerial platforms. And while La Mountain was able to establish balloon operations in beleaguered Fort Monroe, Virginia, Lowe distinguished himself from his professional competitors by demonstrating the unique capabilities offered by aerial intelligence directly to President Lincoln. On 16 June, 1861, Lowe ascended in a balloon which was tethered near the White House. He then, using a telegraph machine in the basket, telegraphed what he saw directly to Lincoln’s office.
“This point of observation commands an area near fifty miles in diameter. The city with its girdle of encampments presents a superb scene,” reported Lowe in what could be described, using today’s military concepts, as an exercise intelligence report.[ii] Lincoln was impressed, and appointed Lowe head of the Union’s new Balloon Corps.
From the earliest days of the war through early 1863, the Balloon Corps demonstrated the unique capability afforded by aerial intelligence. An early example of this is actually on display at the National Museum of the United States Air Force, in Dayton, Ohio. Set up in the front of the Early Years Gallery is a hand-drawn map. In April 1861, Union forces at Fort Monroe in Virginia were isolated thanks to Virginia’s secession. John La Mountain managed to get his equipment and a single balloon into the old fort, which was bracing for a possible assault similar to Fort Sumter. Major General Benjamin Butler, in command at Monroe at the time, needed intelligence, and La Mountain was the man to get it for him. On 10 August, La Mountain ascended in his balloon to 3500 feet. From that vantage, he was able to identify troop camps and naval activity. He also provided General Butler with this map, possibly the first example of aerial intelligence mapping.[iii]
The use of these military balloons not only advanced military intelligence collection capabilities, but the Union army was forced to devise new technologies to deploy the assets in the field. Thaddeus Lowe created a mobile hydrogen gas generator, as well as directed the conversion of a Navy vessel into a specialized balloon deployment asset. This vessel, the USS George Washington Parke Custis – a coal barge- was fitted with the special hydrogen generator, and the deck was cleared to allow for balloon inflation. This gave the Union the ability to tow the balloon along the Potomac and adjacent waterways, expanding the range and flexibility of aerial intelligence collection.[iv]
Arguably then, the first military aviation platforms commissioned by the US Army were intelligence collection platforms. Yes, they were used for artillery spotting, but one of the primary drivers for President Lincoln to approve the creation of a Balloon Corps was the promise of real-time intelligence collection and transmission to commanders on the ground. It was not uncommon for an officer (at times, the commander) to ascend with Lowe to get a sense of the land and enemy disposition. The Confederates were vexed by the balloons, and tried to destroy them whenever they were observed rising.
Photographs would not be used with balloons, although some experiments of aerial photography (using kites and balloons) had been conducted by civilians around this time. However, the methodical use of professional intelligence gathering by specially trained aeronauts during the US Civil War is clear milestone (if not the first milestone) in the evolution of American aerial intelligence capabilities. A whole new dimension of warfare was emerging.
[i] I’m not going to pretend that my research into French ballooning goes beyond the reading of a few secondary sources at this point. Charles M. Evans, in War of the Aeronauts, gives a brief overview of the earliest days of ballooning as he lays the ground work for his in-depth telling the use of balloons in the US Civil War. But I found a fascinating and concise article on the subject in All the Year Round, a British periodical and literary journal edited by none other than Charles Dickens. All the Year Round, Volume 1; Volume 21 (27 Feb, 1869) pp297-299.
[ii] Lincoln, Abraham. Abraham Lincoln papers: Series 1. General Correspondence. 1833 to 1916: Thaddeus S. C. Lowe to Abraham Lincoln, Sunday,Telegram from balloon. 1861. Manuscript/Mixed Material. https://www.loc.gov/item/mal1031300/.
[iii] Evans, Charles M, War of the Aeronauts, a History of Ballooning (Stackpole Books, Mechanichsville, PA, 2002), 96-98.
In the summer of 1862, Captain Milton Graham began to recruit men to form a new volunteer cavalry regiment to defend the Commonwealth of Kentucky from rebellion. He set up camp at Harrodsburg, Kentucky shortly before 11 July 1862. Company A was one of the first four companies of the 11th Kentucky Cavalry (along with D, C, and F).  Volunteers assigned to Company A enrolled primarily between 18 and 22 August (probably after relocating to Louisville), coming mostly from the surrounding Garrand (30 men) and Madison (36 men) Counties, although a handful from Washington, Lancaster, and Boyle Counties were also assigned to the company.
Approximately 75 men (officers and enlisted) comprised Company A when the regiment was mustered into service on 22 September 1862 in Louisville. Interestingly, an additional 30 men were listed as “Within the enemy lines,” at the outset. What is meant by this is not entirely clear. One possibility is related to the first incursion into Kentucky by Confederate forces, which coincided with the formation of the 11th Kentucky. Then-Colonel John Hunt Morgan led several hundred troops north from Tennessee, and actually set up camp at one point outside of Harrodsburg. It was Morgan’s approach that prompted Graham to relocate to Lexington Kentucky on 22 July. In recounting the activity, historian Lowell Harrison notes that while in the area, Morgan boasted of capturing and paroling some 1,200 Union soldiers. It seems plausible that some of these were volunteers that never made it to officially joining the Union army. Their names were accounted for on the regimental muster rolls, but none of them were present when the regiment was officially mustered into service. Most of these would ultimately be removed from the rolls and some charged with desertion (although a handful eventually joined up with the company).
Captain John G. Pond commanded the company (more on him below), and John Milton Cotton (age 27 from Garrand County) and Reuben F. Scott (age 34, from Madison County) were his lieutenants. The average age of the company was 26.22 years at time of muster, somewhat older than I expected. Captain Pond himself was 50 years old in 1862.
Throughout the war, troops being AWOL was a problem. Of the 145 men who enrolled into Company A from 1862 – 1865, 21% (31 soldiers) would be documented as being AWOL at some point in their service. If we consider only the original 75 or so troops, the rate of AWOL remains about the same percentage (15 soldiers, roughly 20%). The desertion rate was even higher, with 39 (25%) of the total number of soldiers who enrolled in Company A being charged with desertion (14 of these were from the original 75, or 18%). As expected, there is plenty of overlap between those that went AWOL and those that deserted. Some of these soldiers eventually returned to the regiment, and after forfeiting pay and taking on extra duties, the charge was often eventually dropped.
The company suffered significant casualties over the course of the war. Of the 75 men present at the mustering in, at least 19 (25%) would be captured over the following 3 years. Over half of those (12) died in prison. At least 24 men from Company A (15%) in total perished before the war’s end. A good number of these casualties resulted from two significant engagements that occurred as part of General Ambrose Burnside’s East Tennessee expedition in October (Philadelphia, TN) and November (Maryville, TN) 1863.
John G. Pond: As mentioned above, the company was organized by Captain Pond, who is arguably the most prominent personality to have served in the company, and possibly the entire regiment. A preacher from Round Hill, in Madison County, he was 50 years old when he joined the 11th Kentucky Cavalry. Described as “eccentric” after the war, he was evidently a staunch abolitionist who was fiercely opposed to the Confederacy. “[M]y greatest difference with the administration is that it is too lenient with Rebels, especially in KY,” he wrote in 1864. Despite his age, he was not one to avoid combat. In July 1863, the 11th KY Cavalry was one of the many that took part in the pursuit of Confederate John Hunt Morgan as he raced across Kentucky, Indiana, and Ohio. Upon reaching Cincinnati, General Judah was forced to leave the bulk of the 11th behind due to a lack of fresh horses. Enough steeds were pulled together, however, to outfit a single company-sized element. This element was led by Captain Pond. Morgan was ultimately captured, and the 11th was there when it happened.
Eventually, his age bedeviled him toward the end of his service with the regiment. In his resignation letter, Pond stated “I am in my fifty second year and from a fever last fall that fell on my muscles I feel that I am gradually declining.” Interestingly, although Pond resigned from the 11th Kentucky Cavalry, he wasn’t finished with the war. Pond would quickly help found and lead the 117th Kentucky Colored Regiment Infantry as a Lieutenant Colonel in July 1864. Once the war concluded, he not only resumed preaching, but reportedly strove against the Ku Klux Klan in Madison County. He died in 1899, in Boyle County. Clearly, John Pond deserves more scholarly attention.
Solomon Calhoun: This solider caught my attention both because of his colorful name and because his records hint that he may have been either an adventurer or a patriot with a taste for action, or some blending of the two. A 27 year old farmer born in Pulaski County, Kentucky, he enlisted with the 11th Kentucky Cavalry late in the war, during a recruiting push in Louisville in February 1865. The blue eyed, fair-skinned soldier enrolled as a private, and was quickly promoted to corporal. However, the soldier’s status became mired in some controversy, as he was discovered to have previously deserted from the 3rd Kentucky Infantry. In that unit, he started in September 1861 with the rank of sergeant, although he was dinged for losing his musket. His presence with the regiment is unclear until 11 August 1862, when he was given “recruiting duty,” something that lasted several months (at least into December 1862) and was certainly something of a break from combat operations. Evidently he wasn’t quick to report back, as by 1 January 1863 he was listed as AWOL, which was changed to “deserted” status on 31 July 1863. Interestingly, a note on his deserter’s form states that he was “probably to be found in 1st Ky. Cav. Supposed to be in KY.” Another note, dated 20 February 1864, clarifies “Probably to be found with Wolfords Cav.” In other words, he was suspected of abandoning his infantry unit so he could fight with a cavalry unit (this alone begs for some additional research). He was dropped from the 3rd Kentucky Infantry’s rolls 1 November 1863. It was at this point that Sergeant Calhoun was demoted and listed as “Private Calhoun.” Inexplicably, he returned in August of 1864 and was allowed to rejoin his unit, with forfeiture of pay.  On 13 October, 1864, he was mustered out of the regiment. Within four months, he would be with the 11th Kentucky Cavalry.
William P. Pierce: This 20-year old from Garrand County managed to secure the rank of sergeant at the outset, but he wouldn’t remain enlisted for long. Evidently resourceful, he became the acting adjunct for the company within weeks of the regiment mustering into service. This meant he was acting in the capacity of a first lieutenant, which wasn’t officially recognized until May 1865 (backdated to 1 October 1862). On 14 November 1863, he was one of 8 others of the company captured at Marysville, TN, but he was paroled 30 April 1864. After a few weeks of leave, he accepted a promotion to Captain on 6 August, to fill the vacancy created by Captain Pond’s resignation.
The above only scratches the surface of the preceding soldiers, and there are so many others I’d love to highlight. I’ve marked a few more for additional research. I’m trying to block off time this month (September) to visit the Kentucky Historical Society and the Kentucky Military History Museum in Frankfort. They have some research materials there that I hope will provide further insights into the shaping of this regiment, and perhaps into the men who fought within it
This is the first part of a company-by-company look at the Union’s 11th Kentucky Cavalry Regiment. These should be considered works in progress, to which much will be added over the coming months (plus, I need to clean up my footnotes, as some aren’t in proper CMS format). Once we’ve had a chance to look at each company, we’ll roll it all up together to see what we can learn of the regiment as a whole, from the individual soldier on up. We’re kicking off this study with, appropriately enough, Company A.
Methodology: I queried the National Park Service’s (NPS) Civil War Soldiers and Sailors data to extract all soldiers identified as serving under the 11th Kentucky Cavalry (this is how I have this data), then copied the data into a spreadsheet. To make sure I had as complete a roster as possible, I then compared the names in the database query to the roster listing published in The Union Regiments of Kentucky. This helped to clean up the data, as the NPS database contains some duplicate entries and plenty of spelling errors (e.g. one solider was represented 4 times as his name was spelled 4 different ways). The raw NPS data provided great information on each soldier, such as “first name,” “last name,” “Rank in,” “Rank Out,” etc. Then, stepping soldier by soldier through Fold3, I added additional columns to capture data points not contained in the NPS database. This was a mix of demographic data (e.g. age, where the soldier entered service, whether they were part of the original regiment mustered into service, were they captured and/or killed). I’ve posted the combined data into a spreadsheet here. Note on the Fold3 data: you’ll either need an account with them (they charge a fee) or you’ll need to go through a library or university if you want to follow the Fold3 addresses where I pulled the info.
After pulling what insights I could from the NPS and Fold3 databases, I switched gears into old-fashioned historical research, pulling together what I could find for the regiment in general and Company A in particular from the Official Records as well as additional primary and secondary sources. The articles that follow will be updated continuously, as additional primary source research will almost certainly provide expanded insights. Each article will present the statistics gleaned from the database information, then conclude with a few soldier vignettes, where I introduce you to these soldiers mostly obscured by time. My ultimate goal is to produce a scholarly regimental history that captures the stories of as many of the individual soldiers as possible.
 Thomas Speed, R.M. Kelly, and Alfred Pirtle, The Union Regiments of Kentucky, Volume 1 (Louisville: Courier-Journal Job Printing Company, 1887), 224
 County of origin determined by review of Company A member muster rolls.
As a lead-in to a more analytical article I plan on posting here toward the end of the month (hopefully), I thought it’d be useful to highlight this wonderful tool. The National Park Service’s Civil War Soldiers and Sailors Database (CWSS) is a thing of beauty. With a little info on a relative or subject of interest (say, a surname, a state, and on what side the subject fought), one can find service data on anyone who fought in the US Civil War. This includes what regiment they fought with, what company assigned to, rank in, and rank out. For me, it probably helped that “Greenberry Shanks” is a fairly unique name, because the CWSS immediately gave me the right data.
Then, to add context to this service, one can follow the link to the regiment. This leads to a fantastic summary of major engagements, such as this for the 11th Kentucky Cavalry.
You’ll note that many of these engagements are themselves hyperlinked to even more detail. I selected the first conflict at Saltsville:
The other kind of cool functionality that has one massively frustrating limitation, at least for researchers interested in unit data, is the link under the regiment’s history, View Battle Unit’s Soldiers. This brings you to a page where soldiers are listed alphabetically. That’s okay, if you’re unsure of how a name was spelled and need to page through 20 soldiers at a time.
I first discovered the CWSS through a blog post from another Civil War blog (Dead Confederates). In his post, which was published a couple of years ago, he highlighted another fantastic capability: there was an export button that allowed you to download an excel spreadsheet of the entire regiment. This was very exciting to me, since I’m currently taking a close look at the people who made up the regiment that my ancestor belonged to. So it was pretty aggravating when I went to the CWSS last year and discovered that this feature had been removed for some reason. I searched everywhere, and even emailed the site administrators and the NPS, but unfortunately never heard back.
Well, I was determined to get this data one way or another. I started scouring the National Archives and the farthest reaches of my search engines for anyone who may have stored it somewhere. All I found were broken links. On May 4 of this year, however, I had a breakthrough. After searching the corners of the Google-verse, I eventually turned up the data files used by the CWSS. The search was maddening, at least for me, as it was quite hard to find. I don’t even remember how I finally found it. I just tried to find it again, and the only way I could was to go back into my browser history and locate the download address. Here it is, if you’re interested:
Keep in mind, this is the raw data, over 800 MB of historical goodness, but not anything that is quickly used. Fortunately, I have a little background in SQL and excel, so I converted the data into a SQL table, and now I’m able to query the data in a number of ways. I’m trying to figure out how I can make this data available on my website, but I’m not sure this blog is the right medium. Until I crack that nut, feel free to ask for regimental soldier queries, as I’d be happy to help.
Speaking of which, my next article will be on Company A of the 11the Kentucky Cavalry. I’m using the CWSS data as a starting point to give me the name and rank of each member of the company, and then cross referencing those names in Fold3. Using that, I’m adding additional data to the names: their ages, the county where they’re from, occupations (if known), casualty data, and a few more data points.
This will allow me to get a feel for the men who made up the company, as well as how they fared throughout the conflict. I’m almost a third of the way through the Company A roster (I’m trying to finish one company per month), and I’ve been fascinated with what I’ve learned so far. I look forward to sharing it with you.
On December 7, 1862, in the early morning hours, Confederate forces led by General John Hunt Morgan launched a surprise attack on approximately 2,000 Union soldiers situated at Hartsville, Tennessee. The Union soliders, which included Company E of the 11th
Kentucky Cavalry (the rest of the regiment evidently remained at Gallatin, some 15 miles east) were charged with guarding the Cumberland River where Confederate Cavalry crossed to harass Federal forces. The occupied position was assessed as quite strong, and was only 9 miles from Castalian Springs where 2 Union brigades were located. At approximately 6:45 AM, battle commenced. The bewildered Union force, led by Colonel Absalom Moore (who had only taken command 5 days prior) attempted to organize a defense, but to little avail. Though many of his troops fought nobly, at least one regiment panicked and fled, exposing the Union center which forced Moore to at first attempt to regroup, but then to ultimately surrender. The fight was over in less than two hours, with just over 2000 Union soldiers captured, wounded, or killed. The Confederate casualties were about 125.
The US Army was furious at the humiliating defeat. General Halleck pointedly asked, “What officer or officers are chargeable with the surprise at Hartsville and deserve punishment?” Most blamed Colonel Moore (Halleck certainly did), who would ultimately resign rather than be dismissed from service. Moore gave several reasons for his defeat: the scurrilous use of Union uniforms by the rebels to sneak up on vedettes, a massive enemy force (he estimated Morgan’s strength at about 5,000-6000. The Confederates reported having 1,200 men), the “shameful” retreat of one of his regiments, and popular support from the Tennessee locals. However, one additional reason was of particular interest to me: in his report on the battle (submitted after being paroled by the CSA), Moore states that his force was greatly reduced by sickness. The day before the battle, Moore said that he had sent about 200 men back to Gallatin to escort a provisions train. Between losing those men and “a great many[men] being sick in hospital at the time of the attack, left me but the small force of about 1,200 men to contend with 5,000 of the rebels…”
One of those sick was quite possibly my great-great-great grandfather, who, according to a note on one of his muster rolls, was left in a hospital at Gallatin when the 11th KY Cav departed that town on 26 December, 19 days following the defeat at Hartsville. I’ve come to find that some form of chronic illness bedeviled my ancestor throughout the war, and may have crippled him in the years after. The nature of this sickness has become one of my top research questions in regards to the life and service of Greenberry Shanks.
Making good on the plan I mentioned in the first article of this series, I took to the road in search of more details on the life of Private Greenberry Shanks of the 11th Kentucky Cavalry (Company D). Focusing my search in the part of the state where he had been raised seemed like a good move (although it’s unclear if he was born there). Before leaving, I located the main public libraries that seemed most likely to help me find records not currently available online, namely the Bourbon County and Clark County libraries in Eastern Kentucky. On February 24th, I jumped in my car and drove the 3 hours or so from my home in south-central Ohio, through surprisingly green farmlands (it had been a warm winter) set among the meandering hills of the Bluegrass State, to Paris, Kentucky (the location of the Bourbon-Paris Library). My brother, who is as determined as I am to get to know Greenberry, met me there.
To make a half-day story short, we turned up no new documents around Greenberry or his wife Serilda. Although both libraries were quite impressive, we never located birth or death certificates for either, and no marriage certificate. We poured over local documents and collections of cemetery data, marriage records on microfiche (although in this matter, I realized I had overlooked a clue in the documentation on hand as to the date he and Serlida were married) and family trees donated to the libraries. The only documents to mention Greenberry were the published census documents I had already found online.
But the trip was still enlightening. It was a pleasure to work with the genealogy librarians at both locations, who were knowledgeable and helpful. The librarian working in the Paris-Bourbon library immediately recognized the Shanks name, thanks to an infamous “Shanks family massacre” that occurred in the area in the late 1700s, when Shanks pioneers were attacked by native Indians. I couldn’t find any documentation to connect the survivors to my family, but I’ve got that tucked away for additional research later. In addition, the librarians provided tips on other places (the local courthouse, and a private genealogy library only open during the spring and summer months) that I could research when I return at some point.
Despite the frustrating lack of the aforementioned vital documents, thanks to the online research (fleshed out somewhat by what we learned in the libraries) Greenberry’s life is coming more into focus, and it’s an exciting thing. He lived more than half of his life in Bourbon and Clark counties (it’s possible he never actually moved, as the county lines were evidently being disputed around this time). He worked as a laborer on a farm owned by one Hezekiah Owens, where he likely met Sarilida Owens. Sometime around 1850 or 1851, they married. It’s unclear where exactly the two lived after being married, but prior to 1860, he moved his family west, to Washington County. It was from there that Greenberry would travel to Harrodsburg in 1862 to join the cavalry in defense of the Commonwealth and the Union.
In my last article, I stated that he left behind a one year old son, James, when he went off to war. The evidence now suggests he had five children by 1862: three daughters (Martha, Mary, and Amanda) and two sons (Samuel and James). He would father one more daughter (Annie) before dying sometime before 1880.
He had assumed several different vocations over the course of his life: laborer, stonecutter, school teacher, and soldier. In my research at the Clark County library, there were evidently one or two Shanks enclaves in that area that were classified as stonecutters/masons in the census. The marriage certificate of his youngest daughter, Annie, also indicates her father was a stone mason.
His various professions, large family, movement to Washington County, and his enlistment into the army as a private suggest that Greenberry was not a wealthy man. So far, I haven’t found much in the way of probate records for any Shanks in the region where he was raised, suggesting that that the Shanks were not a family with property. The fact that he was listed on the census as a laborer on another family’s property in 1850 supports this. Of course, I still need to check out the genealogy resources in Washington County where (presumably) he died, to determine if he had any estate.
While I’m eager to unearth any aspect of Greenberry and Sarilda’s lives I’m particularly interested in his wartime service (to include the reasons why a 43 year old man would enlist for war and leave behind a large family). Although a relatively simple exercise, I previously never took the time to assemble Greenberry’s muster rolls into chronological order. I suppose I thought, with the limited information on them, that it wouldn’t yield much information. I was very wrong on that. After lining up his recorded service alongside some of the 11th KY Cavalry’s wartime operations, the scope of Greenberry’s health issues (or, possibly his malingering) became evident:
Three things stand out from the above that will help guide my research now: first, sickness of some sort colored the majority of his service during the war, taking him down at first in Tennessee not four months after the 11th KY Cav mustered in. I’d like to find out if the nature of this ailment was ever recorded in any surviving records in the hospitals in Louisville or Gallatin. Second, although he evidently saw only about a year of active service (plus several months in various hospitals), there’s a reasonable chance Greenberry participated in one of the 11th KY Cav’s most notorious operations, the pursuit and ultimate capture of Confederate General John Hunt Morgan during his raid of Kentucky, Indiana, and Ohio in July 1863. I’ve read the Official Reports for the Union pursuit of Morgan, and the 11th was engaged throughout the arduous chase. I’d like to delve into any letters, reports, or diaries of the 11th’s leadership and men to get more intimate details of their involvement. And third, Greenberry was reported away without leave (AWOL) for 10 months (1 Sep 1864 – 3 Jul 1865). Whatever the story is behind that, Greenberry evidently wasn’t punished, as he was allowed to rejoin the unit and collect the remainder of money still owed to him by the US government. Nevertheless, I would really like to know the story behind the AWOL (I assume it has to do with his apparent chronic illness).
My next move will be to visit the library in Washington County, and possibly the main branch of the Jefferson County library in Louisville, Kentucky. Plus, there are medical records that may not be online stored at the National Archives, copies of which are available at a government facility in Chicago. If so, that may give me some insight into what affliction Greenberry struggled with throughout the war. So a trip to the Windy City may be in order later this summer as well.
More to come!
 United States War Department, War of the Rebellion: a Compilation of the Official Records of the Union and Confederate Armies, Series 1, Volume XX Part 1 Reports (Washington: Government Printing Office, 1880 -1891), 43-66.
“Some people say you achieve immortality through your children,” said the minstrel.
“Yeah?” said Cohen. “Name one of your great-granddads, then.”
The Last Hero, by Terry Pratchett.
In the early summer of 1862, 10 days before the first anniversary of the savage battle of
Bull Run during the opening days of the Civil War, Captain Milton Graham worked to assemble a new cavalry regiment to help defend Kentucky against the secessionists. Just outside the town of Harrodsburg, men from Washington, Madison, and Mercer counties flowed in, and Graham quickly organized four companies for the new 11th Kentucky Cavalry: A, D, C, and F.
Walking among the men who answered the call was 43 year-old Greenberry Shanks. Leaving behind his wife, Sarilda, and one year old son James, Private Shanks prepared with the others for a sudden move to the capital of Frankfort, a response to Confederate invasion of the Commonwealth. Move he did, part of Company D, arriving in Frankfort on 22 July. Another company, Company B, was recruited there, and then the men were on the march again, this time to Louisville, Kentucky. The remaining companies were recruited over the following weeks, and on 22 September the regiment was officially mustered into service.[i]
Over the next three years, the 11th Kentucky Cavalry served gallantly and participated in several notable campaigns, including the pursuit and eventual capture of the notorious Confederate General John Hunt Morgan in July of 1863.[ii] But Greenberry, like that of many who fought during this pivotal time of our nation, has largely been swallowed up by history. His military records are sparse, and indicate a service record frequently interrupted by sickness and, once, being absent without leave. He survived the war, and was mustered out with much of the rest of the 11th Kentucky Cavalry on 13 July 1865. Whatever ailment that dogged Greenberry over the course of the conflict evidently continued to plague him, as evidenced by a pension request in 1867 indicating his classification as an “invalid.” By 1880, he had passed away.
After a significant writing and research hiatus, I’ve decided to rekindle my Civil War studies in as personal a way as one can: I’m trying to piece together the experiences of a distant relative (my great-great-great grandfather) who fought on the side of the Union. The above paragraphs are a simple abstract of what I’ve come to know of him. I started with nothing more than an archaic name: Greenberry Shanks. My mother was given some old military paperwork by an aunt. This paperwork found its way to one of my brothers, who told me about it. He had started researching Greenberry on his own at one point, so I decided to help take up the mission.
The papers my brother possessed turned out to be Union Muster Rolls. Greenberry, at the age of 43, joined the 11th Kentucky Cavalry Regiment, Company D, as a private. With that information, I sent a request to the National Archives to send me whatever records they had on hand. I was excited several weeks later to receive a CD in the mail, but disappointed to find that it contained the exact same records that my mother and brother possessed: the muster rolls.
Still, I had my primary documents. Next I wanted to make sure that Greenberry was in fact a relative, and if so, how I was related to him. For this kind of work, genealogy services are fantastic tools. I chose Ancestry.com. Over the past few weeks, I’ve found enough to prove to me that Greenberry is, in fact, my direct relative, and that he is the same man named in the muster rolls. But I’ve reached a point where I’m confident I’ve exhausted primary and secondary sources that are available online, and there’s still so much to learn.
I’m missing two very important documents: a birth certificate and a death certificate. So setting aside the possibility that Greenberry is an immortal and still walks among us (there can only be one!), it seems likely that either these vital records are stuffed in some musty storage somewhere (if I’m lucky), or destroyed. I really hope it’s the former. I’m also missing a proper marriage certificate. I’ve found reference to one that seems like a contender, but I’m not positive. There are actually two leads that indicate his wife was born either the same time as he (circa 1820), or significantly later (1834).
So where do I go from here? I’m going to reach out to the public library system and possibly county historical societies to see if there are records or microfiche available in Kentucky that haven’t been digitized. If I get a reasonably solid lead, I’ll plan a trip to see what turns up. In the meantime, I have some additional research to do on the 11th Kentucky Cavalry in general, and Company D in particular.
Nothing lasts long in this world. Our history books are crammed with names and personalities great and small throughout time. But the number of our ancestors lost to obscurity is exponentially greater. Men like Greenberry shouldered an immensely grave responsibility, leaving the comforts of home to preserve the Union at the risk of life and limb. I feel it an honor to try and revive the memory of his life and sacrifice.
More to follow.
[i] Thomas Speed, R.M. Kelly, and Alfred Pirtle, The Union Regiments of Kentucky, Volume 1 (Louisville: Courier-Journal Job Printing Company, 1887), 224-229.
[ii] United States War Department, War of the Rebellion: a Compilation of the Official Records of the Union and Confederate Armies, Series 1, Volume XVI (Washington: Government Printing Office, 1880 -1891), 668-696
I’ve spent part of this month visiting Civil War sites that are off the beaten path, or at least not as well known as the major battlefields. One of these sites, Fort Duffield, is perched on a hill in West Point, Kentucky, about 30 miles southwest of Louisville. Hastily built over the late-fall and early-winter of 1861-62 at the mouth of the Salt River where it springs out from the Ohio, the purpose of the fort was to defend Louisville and to protect Union supply lines vital to securing the Commonwealth as well as operations in Tennessee.
As the Union started to actively unravel in April 1861, the fate of the slave owning Border States was of particular concern to Washington. Kentucky harbored both passionate Confederate and Union sentiments, and so defense of key cities such as Louisville was as important as it was problematic. A number of fortifications were constructed in and around the city, eventually including a site on Pearman Hill, which provided good over-watch of the Ohio and Salt Rivers. In the relative quiet following the first battle at Bull Run, however, there appeared to be disagreement on the severity of the Confederate threat. By 26 Sept, 1861, when Brigadier General O.M. Mitchell arrived in Louisville, he wrote that the city was in a state of excitement as rumor of attack by Confederate General Buckner had just reached them. Days later, the Daily Democrat ran an article indicating that rebel forces were rumored to the south of West Point, but proclaimed confidence in the growing Union presence in the vicinity of where Fort Duffield would soon be built. And while General Sherman also believed Buckner could target some area near the mouth of Salt River, General Buell soon dismissed the need for it, informing General McClellan that he was not at all worried about threats to Louisville, although the “little work at the mouth of the Salt River…does no harm.”
Later, in 1862, Buell may have rued those comments as the Confederate army under Braxton Bragg maneuvered through Kentucky and appeared to threaten Louisville. Although Bragg instead moved to Bardstown, Buell was compelled to rush to Louisville’s defense. Nevertheless, by the end of that year, Fort Duffield would be effectively abandoned.
No major battles were fought at Fort Duffield, although it may have helped shape how the war in the west played out, as its placement and soldiers (about a regiment in strength) certainly would have been taken into consideration by any potential rebel action. But the story of Fort Duffield is important, as it reveals the human cost of the rapid militarization that the states underwent in the first days of the conflict. To the west of the fort is an area that is believed to have been a parade ground used by the forces garrisoned there. Today, this patch of ground is a memorial to the 30+ soldiers from the 9th Michigan Infantry Regiment who died erecting Duffield. (Note that the official web site and early publications state that over 60 men perished. This number is evidently overstated, and updates are being worked into the official documentation). Disease and a harsh winter took a devastating toll. A look at the headstones there show the men dying between late October 1861 and February 1862, when the fort was completed.
It’s believed that most of fallen were removed and buried in their home towns. The headstones remain as a memorial.
I had the privilege of speaking with the man who has been tending to the site for 20 years. I’m omitting his name, since I forgot to ask permission to share it. But I was struck with the love he clearly had for maintaining this small corner of American history. I told him how impressive his work was, how pleasant the memorial for those who died building the fort. He simply said the most important thing is that “they aren’t forgotten.”
 United States War Department, War of the Rebellion: a Compilation of the Official Records of the Union and Confederate Armies, Series 1 Volume IV (Washington: Government Printing Office, 1880 -1891), 275.
 United States War Department, War of the Rebellion: a Compilation of the Official Records of the Union and Confederate Armies, Series 1 Volume IV (Washington: Government Printing Office, 1880 -1891), 336.
Last week I played spectator to a couple interesting debates on a Civil War round table page on Facebook. An article was posted with the perpetually provocative subject of who the best generals were during the Civil War. In the same forum, the question was asked “who was the most responsible for the length of the Civil War?” You can imagine the passions stoked here. I’ve got my own opinions about both of these debates, but they point to a larger discussion that periodically surfaces among Civil War historians, and that is whether the military leaders of the North and South adhered to, or were guided by, contemporary military doctrines? This series of articles explores this question, and I think sets up an interesting context when one considers things like “who was most responsible” for how long the Civil War lasted.*
When war broke out in April 1861, both the Union and the new Confederate government were faced with daunting tasks in building up their small, standing armies. Despite the looming threat of conflict prior to Fort Sumter, precious little had been done to prepare the people of the North or South for the war to come. It is often stated that neither side was truly ready for war when hostilities broke out. The same could be said for the preparedness of American military officers. Many of the most renowned Union and Confederate leaders were the products of the nation’s only national military education institution, the U.S. Military Academy. War theory was taught and studied by military officers in the pre-Civil War period, but the translation of theory into practice was uneven between the North and the South. Institutional and political obstacles complicated any semblance of a unified strategy for the Union, where military leaders clung to long-understood principles of mass and movement. In the South, the nature of the conflict and the existence of natural interior lines of operation allowed for a more plausible employment of a unified military theory.
The war was going to be won quickly, most seemed to agree, as both sides brimmed with confidence. The reality, of course, was far more traumatizing than most dared imagine: four years of war at a cost of over 620,000 soldiers killed by combat, disease, or malnutrition. The Confederacy mounted fierce resistance that frustrated and horrified the North. Legions of historians have debated how and why the South ultimately lost, or perhaps more accurately, why it took the North so long to win. This is particularly interesting since many of the most celebrated names from the conflict started their careers at the same place, West Point, and studied the same professional curriculum. Yet, most would agree that the first two years of the war went poorly, if not outright humiliatingly, for Union forces. The Confederate army, led by larger-than-life generals such as Robert E. Lee, Thomas “Stonewall” Jackson, and P.G.T. Beauregard, repelled the Yankees at nearly every significant battle. Popular sentiment in the North turned indignant as defeat after humiliating defeat flew in the face of the real and perceived advantages supposedly at the Union army’s disposal. What could explain these outcomes? In particular, how could the Union army appear to be so lacking in the execution of war while their Southern counterparts, with whom they had studied the “art and science of war,” were so successful? Did either the Union North, or the Confederate South, formulate and execute strategy and/or operations using a shared military theory framework?
From the 1950s – 1970s, Civil War historians largely accepted that the writings of Antoine Jomini had the most significant influence on the military leading up to and during the conflict. J. D. Hittle, David Donald, Joseph Dawson III, and others have
little doubt as the importance of Jomini to the 19th century American officer. Recent works however, such as Carol Reardon’s With a Sword in One Hand and Jomini in the Other, questions just how significant Jomini’s influence actually was during this period in the United States. Her work, which focuses on the North, places Jomini in a backdrop of many other theorists and writers of the 19th century, directly questioning the near exclusive influence earlier writers accepted. Scholars such as Reardon, Hermann Harraway, and Archer Jones, challenge Jomini’s influence, and in some aspects question whether there was any real theoretical underpinnings at all used by Civil War military generals. In the South, the assumption of Jominian influence is even more prevalent. Scholars point to Jefferson Davis’ “Offensive-Defensive” strategy as firmly rooted in the writings of Antoine Jomini. This, too, has come under criticism of late.
As stated, in the decades prior to the South’s break with the Union, the United States had only a single national institution for military education, the Military Academy at West Point. The focus of the academy’s mission, however, was not to be solely, or even primarily, military thought and leadership. President Thomas Jefferson, in an attempt to overcome the objections of politicians suspicious of a professional military establishment, allowed that the new academy would primarily be a scientific institution. More specifically, engineering was the most important course of instruction from the time of its first class in 1802 to the Civil War. A review of the curriculum – which varied over the years – demonstrates that of the decades leading up to the war, only in the student’s final year of instruction was there taught specific military education. For instance, in 1840, first year students studied primarily mathematics and French, which was essential to later engineering studies. Second year students continued these subjects, and added drawing and English grammar to the course load. In the third year, natural philosophy, chemistry, and more drawing was the focus. Only in the final year did students take on courses in infantry tactics and artillery, along with the study of ethics, mineralogy, and the course for which West Point was most famous, engineering. This curriculum would remain largely unchanged for fifteen years, when cavalry was added by 1855. By 1859, “ordinance and gunnery” was also included.
This training orientation of West Point emphasized scientific learning over education in the art of war. For some time during the antebellum period, West Point was considered the premier school of mathematics in the nation. Its reputation was such that, by 1819, some complained that the school was useless in producing soldiers since it was primarily concerned with mathematics. The focus on science and engineering endured for decades. However, starting in the 1830s, recent Academy graduate-turned professor Dennis Hart Mahan started infusing concepts of the art of war into the courses.
Mahan, a brilliant engineer and mathematician in his own right, found much to learn from Europe in regards to both engineering and warfare. It is here that we see the most significant link between the teachings of Jomini and the curriculum of West Point. Interestingly, Mahan, who spent four years studying in Europe — from 1826 – 1830 – seemed to purposefully exclude Carl von Clausewitz from his personal study. Mahan rather brought back with him Antoine Jomini’s theories, and in 1836 not only published an adaptation of Jomini’s principles, but also published in 1847 his own guide to warfare titled Advanced Guard, Outpost, and Detachment Service of Troops, with the Essential Principles of Strategy, and Grand Tactics for the Use of Officers of the Militia and Volunteers. This lengthy title was shortened by his students to simply “the Outpost.” There are, arguably, Jominian influences throughout the book. Chapter one deals with tactics, which is broken down between minor and grand tactics, in a similar vein as Jomini. “Minor, or elementary tactics; under which head may be placed all that refers to the drill, or other preparatory instruction of the troops, to give them expertness in the use of their weapons, and facility of movement.” Grand tactics is the “Art of combining, disposing, and handling of troops on the field of battle.” Compare these to Jomini’s definitions: tactics “begins with the details, and ascends to combinations and generalization necessary for the formation and handling of a great army.” Grand tactics, says Jomini, is the “art of making good combinations preliminary to battles, as well as during their progress.” In like manner, we see parallels between Mahan’s concept of strategy with Jomini’s. Both are concerned with bases of operation, objective points, and lines of operations. While Mahan was certainly scholar enough to extract lessons drawn from history on his own (both Mahan and Jomini were greatly influenced by the study of the Napoleonic Wars and wars of antiquity), there is much that suggests European influence in his works. Perhaps not exact copies, but the definitions certainly share fundamental notions. Eventually, The Art of War itself was introduced into the West Point curriculum in 1860.
Scholars have debated the quality of the military education provided to officers graduating the academy by the time the Mexican-American War broke out in 1856. Samuel Watson, in his review of the historiography of the US Army prior to the Civil War, notes that most scholars acknowledge the engineering focus of the school, as well as “moribund” military expertise. Others dispute this characterization, and argued that the engineering mentality imbued West Point students with a cautious mindset that served them well. General Winfield Scott, who would be the first general-in-chief when the Civil War broke out, apparently agreed with the latter interpretation. He heaped praise on West Point graduates, saying that without them the war would have likely dragged on with significantly greater cost. Even so, Mahan revised his thoughts on military theory after the war concluded in 1848, ever ready to refine the instruction on the art of war.
For better or for worse, Mahan’s instruction and mentorship, which lasted from 1830 until his death in 1871, arguably shaped many of the primary leaders of the armies of the Civil War. This notable group includes Jefferson Davis (class of 1828), Robert E. Lee (class of 1829), P.G.T. Beauregard (class of 1838), George B. McClellan (class of 1846), Ulysses S. Grant (class of 1843), William T. Sherman (class of 1840), and many more. It therefore seems reasonable, if Mahan was an admirer or disciple of Jomini, to see the Swiss theorist’s ideas in play throughout the conflict. As previously mentioned, much Civil War scholarship of the 20th century is based on this premise. David Donald declares unabashedly that the first years of the conflict “reads like little more than exegesis of Jomini’s theories.” But as recent scholarship challenges this assumption, we need to look at Jomini’s definition of strategy. From there, we can better judge whether the decisions and actions of the national and military leadership for the Union and the Confederacy conformed to anything close to his theory.
* It was McClellan.
 Stephen Ambrose, Duty, Honor, Country: A History of West Point (Baltimore: John’s Hopkins Press, 1966), 18.
 The West Point Official Registers detail student rosters, military and academic staff, and the “order of merit” of the students in each of the courses. West Point Official Registers for 1840, 1855, 1859,
 Dennis Hart Mahan, Advanced Guard, Outpost, and Detachment Service of Troops, with the Essential Principles of Strategy, and Grand Tactics for the Use of Officers of the Militia and Volunteers (New York, E. Craighead, 1847), 32.
 Antoine Jomini, The Art of War, trans. H. Mendell and W. P. Craighill (Philadelphia, PA: Lippincott, 1879), 132, 378.
 David Donald, Lincoln Reconsidered: Essays on the Civil War Era, 2d edition (New York: Vintage Books, 1966),
 Samuel Watson, “Continuity in Civil-Military Relations and Expertise: The U.S, Army during the Decade before the Civil War,” The Journal of Military History, Vol 75, Issue 1 (Jan 2011): 223-224.
 R. Earnest Dupuy, Men of West Point: The First 150 Years of the United States Military Academy (New York: William Sloane Associates, 1951), 19.
 Jomini states that strategy embraces 13 points, the first eight of which are arguably more strategic than the final five, which are more operational: 1. the selection of the theater of war and the different “combinations” within it; 2. the determination of the decisive points in these combinations; the selection of a “fixed base” and zone of operations; the selection of the objective point (offensive or defensive); the strategic fronts and lines of defense; selection of the lines of operations leading to the objective point; the identification of the “best strategic line;” the eventual bases of operations and the strategic reserves. The final five points include “marches of armies” or maneuver; the relation of the maneuver to the selected depots; identification of strategic fortresses as a refuge; points for entrenched camps; and “diversions to be made, and the large detachments necessary.” Antoine Jomini, ibid, 137.
“Up to the present time no assault or attempt to seize the Government property here has been made, but there is decided evidence that the subject is in contemplation, and has been all day, by a large number of people living in the direction of Charlestown; and at sun-down this evening several companies of troops had assembled at Halltown, about three or four miles from here on the road to Charlestown, with the intention of seizing the Government property, and the last report is that the attack will be made to-night. I telegraphed this evening to General Scott that I had received information confirming his dispatch of this morning, and later to the Adjutant-General that I expected an attack to-night. I have taken steps which ought to insure my receiving early intelligence of the advance of any forces, and my determination is to destroy what I cannot defend, and if the forces sent against me are clearly overwhelming, my present intention is to retreat into Pennsylvania.”
First Lieutenant Roger Jones, Mounted Rifles, U.S. Army, reporting on the situation at Harper’s Ferry, 18 April, 1861.
Days after the fall of Fort Sumter, the vulnerable military outpost at Harper’s Ferry was on high alert. Lieutenant Jones had been growing increasingly pensive as reports arrived of groups of Southern troops arriving in the vicinity intent on seizing government property. His concerns were quite legitimate. The Union army at this point was still woefully undermanned for any significant combat operations (perhaps explaining why a First Lieutenant was commanding the arsenal at Harper’s Ferry). Additionally, the historic arsenal was surrounded by high ground: the Maryland Heights to the east, and the Loudon Heights to the south. Harper’s Ferry was, in the words of historian James M. McPherson, a “trap waiting to be sprung by any force” that could place artillery at those locations.[i]
Both the Union and the Confederacy would find defending Harper’s Ferry difficult. This photo was taken after Confederate forces found the position untenable as well.
Of course, much has been written about these earliest days of the war. What I want to draw attention to here are these words of Lieutenant Jones above: “I have taken steps which ought to insure my receiving early intelligence of the advance of any forces…” This statement demonstrates the reality of military intelligence operations during the Civil War era. For most of the conflict, intelligence operations were the responsibility of the commanding officer. There was no institutional support for such activities, and the successful use of intelligence rested almost exclusively on the skill and disposition of the officers in charge. If the officer had little ability or faith in intelligence (as demonstrated by many military leaders of the time), then his operations usually would benefit his forces little, or actually impede battlefield success.
It would appear the Lieutenant Jones’ home-spun intelligence network was effective in this case. Shortly after the above dispatch was sent to Washington, Jones became convinced that he could not defend Harper’s Ferry. “Immediately after finishing my dispatch of the night of the 18th instant,” he informed Winfield Scott, ”I received positive and reliable information that 2,500 or 3,000 State troops would reach Harpers Ferry in two hours…” He set out immediately to destroy some 15,000 arms within the arsenal in an attempt to deny their use by the rebels, then evacuated his command to Carlyle Barracks, Pennsylvania. But the next four years of combat would reveal just how inconstant Union and Confederate leaders would be in the effective direction of intelligence operations.
[i] James M. McPherson, Crossroads of Freedom: Antietam (New York: Oxford University Press, 2002), 106-110.
Quotes of Lt Jones taken from the official records of the Union and Confederate armies. / Series 1 – Volume 2.